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Non-Listed OTC Traded Products

How to invest in OTC Traded Products non-listed on stock exchange :

1. Contact Over-the-Counter (OTC) trading desk of your bank/broker and request to contact the OTC desk of the Paying Agent Bank for specific ETP security, using its ticker symbol, ISIN or name

2. OTC trading desk of your bank/broker will need to register a purchase order through Clearing System (SIX, Euroclear or Clearstream)

3. OTC trading desk of your bank/broker will need to make a wire transfer to Paying Agent Bank for delivery of ETP security (Delivery-versus-Payment)

4. After the ETP order is executed, you can track the investment’s performance through your brokerage account

5. Information Notice for investors regarding OTC trading process at Paying Agent Bank

Investors, represented in a fiduciary capacity by their principal bank or broker, make a binding offer to the Issuer for the subscription (or the redemption request) to the debt securities in the desired amount, in writing, by e-mail or by telephone. The debt securities are acquired upon acceptance of the offer by the Issuer.

The Issuer reserves the right of non-acceptance of a subscription offer (or a redemption request). Investors, represented in a fiduciary capacity by their principal bank or broker, make a binding offer to the Issuer for the subscription to the debt securities in the desired amount, in writing, by e-mail or by telephone. The debt securities are acquired upon acceptance of the offer by the Issuer. The Issuer reserves the right of non-acceptance of a subscription offer.

Subscription orders can be placed during regular banking hours (except for public holidays), between 8.00 a.m. and 6.00 p.m. (CET), and via the following acceptance channels of the Paying Agent (Bank Frick AG)  :

 E-mail: trading@bankfrick.li
 Fax: +423 388 21 15
Telephone: +423 388 21 25

Where an order is received until 16.00 (cut-off time) on a Liechtenstein working day or cut-off time specified in Product Termsheet, the transaction is recorded on the subsequent Liechtenstein working day (transaction date “TS”) and settled two banking days later (settlement date “SD”). Subscriptions on Fridays will be processed on the next business day (Monday) to avoid weekend risk. The issuer confirms orders by notifying the ordering bank.

The debt securities are delivered electronically to the order-issuing bank via SIX SIS Ltd, Baslerstrasse 100, 4600 Olten, Switzerland, against payment of the respective purchase price, being calculated in line with the provisions of the Redemption Amount as per Termsheet.

The transaction is processed on SD using the delivery-versus-payment method (DVP). The investor’s order-issuing bank acts as an investor in a fiduciary capacity (for the end investor) in respect of the debt securities and processes the transaction directly with the Issuer using the aforementioned method. This ensures that the payment and transfer of the debt securities take place simultaneously and only when both parties have issued the same instructions (matching) .

Read the following information before proceeding

The information contained on the following web pages does not contain or constitute an offer to sell or a solicitation of any offer to buy securities in the United States of America (the ‘United States’) or in any other jurisdiction in which such offer or solicitation is not authorized or to any person to whom it is unlawful to make an offer or solicitation. Users of this web site are requested to inform themselves about and to observe any such restrictions. The securities of Issuance.swiss AG have not been and will not be registered under the United States securities laws and may not be offered or sold in the United States absent registration or an exemption from registration under the United States Securities Act of 1933, as amended. Neither Issuance.swiss AG nor its shareholders intend to register any portion of the offering in the United States or conduct a public offering of securities in the United States. The information contained on the following web pages may not be distributed outside of jurisdictions where Prospectus will be approved and/or passported, in particular not in the United States.


Some of the information published on this website contains forward-looking statements. Users are cautioned that any such forward-looking statements are not guarantees of future performance and involve risks and uncertainties, and that actual results may differ materially from those in the forward-looking statements as a result of various factors. Issuance.swiss AG undertakes no obligation to publicly update or revise any information or opinions published on the website. Issuance.swiss AG reserves the right to amend the information at any time without prior notice.

The information contained on this website may not be considered as being a substitute for economic, legal, tax or other advice and users are cautioned to base investment decisions or other decisions solely on the content of this website. An investment decision with respect to securities of Issuance.swiss AG must only be made on the basis of the offering circular published in accordance with applicable securities laws, in particular Swiss law. Users must consult their investment advisers or other advisers prior to making any decisions.

Further, by proceeding you confirm that you have read the complete legend and accept its terms:

Terms of use and legal information

By using the Issuance.swiss AG website (hereinafter “Website”), you confirm that you have understood and accept the legal information, important notes and terms of use presented here. For further information see also https://issuance.swiss/terms-of-use.

If you do not accept the terms of use, please refrain from using this Website.

Performance

Past performance is not an indication or guarantee of future performance of a product or underlying asset. The value of any investment may be subject to fluctuations and, in some circumstances, investors may not recover the original amount invested. Exchange rate fluctuations may also cause the value of an investment to rise or fall.

Conflicts of interest

From time to time, the issuer and/or lead manager and/or their third-party agents may, for their own account or for the account of others, take positions in securities, currencies, financial instruments or other assets that serve as an underlying asset to the products on this Website. They may buy or sell these assets, act as market makers, and simultaneously operate as seller or as purchaser. The trading or hedging activities of the issuers and/or lead manager and/or their third-party agents may influence the price of an underlying asset and may influence whether or not the relevant barrier level is reached (if such a level exists).

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